news

한어Русский языкEnglishFrançaisIndonesianSanskrit日本語DeutschPortuguêsΕλληνικάespañolItalianoSuomalainenLatina

the intensity of supervision and rectification of securities companies' illegal stock speculation remains unabated. on september 14, the beijing securities regulatory bureau issued an announcement stating that it had issued warning letters to 20 people including kou yue, and took administrative supervision measures such as regulatory talks against one person. the specific reason is that the above-mentioned persons, as securities practitioners, have violated the rules in buying and selling stocks. it is worth noting that recently, many former practitioners of securities companies have been fined for illegal stock speculation. the former head of a securities investment bank was fined up to 4.6 million yuan. there are many similar cases this year. some industry insiders said that the regulatory authorities have deterred potential illegal stock speculators through strict supervision, and have dealt seriously with the violations that have already occurred, which is also a warning and education for other practitioners. in the future, securities institutions should also pay attention to enhancing compliance awareness and risk awareness, and promptly discover and correct violations.

regulatory intervention

several securities practitioners were named by the regulator on the same day. on september 14, the beijing securities regulatory bureau issued an announcement stating that kou yue, liu haoran, deng honglin, deng qiang, li wan, yang yanrong, wang tongzhou, qu jiaqian, chen kezhou, wang yizhou, xu sirui, gao tianju, wei shiyu, tian tao, ji xianming, yang xiaoli, fu mengjie, feng huarong, zhang shiwen, and jiang haojun, as securities practitioners, had engaged in the buying and selling of stocks. the above-mentioned behavior violated regulations, and the beijing securities regulatory bureau decided to take administrative supervision measures against the above-mentioned personnel by issuing warning letters.