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the surge in a-shares has triggered a recent wave of account openings. different from previous years, securities companies generally operate normally during the national day holiday to meet the strong demand for account opening. currently, online account opening services are basically available 24/7. during the interview, the reporter noticed that many brokerage employees have engaged in suspected violations. especially since september 27, many brokerage employees have used social platforms to carry out customer solicitation activities, including in moments and other internet platforms. attract new customers by posting an account opening link. according to relevant regulations, this may constitute a violation.

in addition, due to the long-lost market situation, securities firms also committed irregularities such as temporarily deploying manpower, new employees taking up work without certificates, and operating on their behalf. the latest reporter learned that the compliance departments of securities companies have successively issued horizontal reminders and verbal notifications about the compliance of business development in the company system. some securities companies have traced traces of employees' illegal business development plans, and some brokers even urgently stopped employees from opening accounts through their friends. link, there are also brokerage employees who are actively disbanding some temporary online account opening groups. industry insiders told reporters that supervision has repeatedly paid attention to and required securities firms to supervise securities practitioners to strictly abide by the bottom line of compliance when providing services through social platforms. employees should adhere to professional principles and professional ethics to avoid regulatory penalties after this wave of account openings passes.