this financial institution was fined and many employees were warned!
2024-09-26
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shanxi trust co., ltd. (hereinafter referred to as "shanxi trust") received a fine for failing to manage loan payment in accordance with regulations. according to incomplete statistics from the financial times reporter, as of now, the amount of fines issued to the trust industry this year has exceeded 27 million yuan, and about 12 trust companies have been fined.
according to the public information of the shanxi regulatory bureau of the state financial supervision and administration bureau, shanxi trust violated article 21 and article 46 of the banking supervision law of the people's republic of china and related prudent operation rules due to its failure to manage loan funds payment in accordance with regulations and inadequate due diligence management. therefore, the shanxi regulatory bureau of the state financial supervision and administration bureau made an administrative penalty decision on september 18, 2024 in accordance with relevant laws and regulations, imposing a fine of 700,000 yuan on shanxi trust.
in addition, yan ziyao, the then project manager of shanxi trust co., ltd., was held responsible for failing to manage the payment of loan funds in accordance with regulations. according to article 21 and article 48 of the banking supervision and administration law of the people's republic of china and relevant prudent business rules, the administrative penalty decision is a warning.
just recently, li yiwen, then general manager of shanxi trust business department 1, and wei dongdong, then head of shanxi trust small and medium enterprise business department 2, were also warned for failing to perform their duties properly.
shanxi trust did not respond to the fine. the reporter sorted out the financial reports and found that after the trust business income of shanxi trust fell sharply in the first half of 2022, it rebounded rapidly in 2023 and the first half of 2024. at the end of august this year, shanxi trust announced the 2024 interim financial data, showing that the operating income in the first half of 2024 was 207 million yuan, a significant increase over the same period last year, and the net profit was 10.81 million yuan, a decrease from the same period last year. in addition, not long ago, shanxi trust just completed the "change of leadership" operation. the shanxi regulatory bureau issued relevant approval information, indicating that niu baoliang was approved to serve as the director and general manager of shanxi trust.
the word "strict" comes first
in may this year, the political bureau of the cpc central committee reviewed the "provisions on accountability for preventing and resolving financial risks (trial implementation)". the meeting stressed that it is necessary to promote financial supervision to be truly "strong and sharp", with a strict tone, strict measures and strict atmosphere in the financial field and to maintain it for a long time.
as for the non-banking industry, the supervision of relevant fields has been continuously strengthened since this year. under the strict supervision, the punishment of trust companies, financial leasing companies and other related illegal and irregular facts has been further tightened, which is not only reflected in the amount of fines, but also in the punishment of relevant responsible persons. it can be seen that the fines in recent years not only involve the then company executives, but also other relevant responsible persons.
according to incomplete statistics from a financial times reporter, the amount of fines issued in the trust industry exceeded 27 million yuan this year, about 12 trust companies were fined, and 8 trust companies received fines of 1 million yuan or more, including bocom international trust, shanghai aijian trust, china overseas trust, guotong trust, avic trust, lujiazui international trust, yingda international trust and kunlun trust.
in the financial leasing industry, as of september 25, 2024, 12 financial leasing companies have been punished this year, all of which were fined double penalties, with a total fine of more than 17 million yuan, including xinda financial leasing co., ltd., aerospace science and industry financial leasing co., ltd., hubei financial leasing co., ltd., suyin financial leasing co., ltd., guiyang guiyin financial leasing co., ltd., beibu gulf financial leasing co., ltd., minsheng financial leasing co., ltd., huarong financial leasing co., ltd., jiangxi financial leasing co., ltd., chongqingsilverchongqing financial leasing co., ltd., boc financial leasing co., ltd., and taiping petrochemical financial leasing co., ltd.
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