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meijing ai news, on september 20, the china securities regulatory commission issued a notice on providing information query and comparison services for resigned personnel in the china securities regulatory commission system. according to the requirements of the "regulations on the supervision of resigned personnel in the china securities regulatory commission system taking shares in listed companies (trial)", the china securities regulatory commission will assist in providing information query and comparison services for resigned personnel in the china securities regulatory commission system and their related relatives. the relevant matters are hereby notified as follows:

1. the sponsor institution carrying out guidance work may submit an inquiry application to the securities regulatory bureau at the place of registration or main business place of the issuer before the listed company submits the guidance acceptance application.

2. when applying for an inquiry, the sponsor institution shall provide the information on the issuer's shareholders that needs to be inquired at one time. after receiving the inquiry application, the csrc will feedback the result to the sponsor institution within five working days. in principle, the sponsor institution can only submit one inquiry application for an issuer.

3. sponsors should properly manage the use of query data. the query results are only used to assist in submitting special explanations required by the "regulatory provisions" and shall not be used for other purposes.

4. sponsors should be diligent and responsible. in addition to the information query and comparison services provided by the csrc, they should also perform their duties conscientiously and make full use of various verification methods to verify whether the issuer has any former employees of the csrc system and their related relatives holding shares, and conduct verification work in strict accordance with the requirements of the "supervision provisions" and express clear opinions.

5. for those who have submitted an application for guidance and acceptance, an application for initial public offering, or an application for public offering and listing on the beijing stock exchange before the issuance of this notice, the sponsor institution may submit an inquiry application once in accordance with the above requirements after the issuance of this notice.

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