2024-08-14
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Tuchong Creative/Photos provided by Yang Zhuoqing/Table created by Peng Chunxia/Chart created by
Differentiated supervision of trust companies has been further strengthened. A Securities Times reporter learned that the regulatory authorities recently notified the trust companies of the latest regulatory rating results. This is the first rating result after the issuance of the Interim Measures for Regulatory Rating and Grading and Classification Supervision of Trust Companies (hereinafter referred to as the Measures) in November 2023.
This regulatory rating sets up five rating modules: corporate governance, capital requirements, risk management, behavioral management and business transformation, with weights of 20%, 20%, 20%, 30% and 10% respectively. Among them, the regulatory rating results of trust companies are divided into levels 1 to 6. The larger the value, the greater the risk of the institution and the higher the degree of regulatory attention required.
Latest rating results available
In order to optimize the regulatory rating system for trust companies and strengthen differentiated supervision of trust companies, the State Financial Supervision and Administration Bureau issued the Measures in November 2023. The upgraded regulatory rating rules for trust companies are more complete and fully reflect the current operating characteristics, risk characteristics and regulatory priorities of trust companies.
According to the Measures, the regulatory rating cycle for trust companies is one year, and the evaluation period is from January 1 to December 31 of the previous year. Securities Times reporters learned that the regulatory authorities have recently begun to notify trust companies of the results of the regulatory ratings for 2023.