Comprehensive investment banking business self-regulatory platform plans to launch five major functions including insurance agent practice management and investment banking quality evaluation
2024-08-12
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[The comprehensive investment banking business self-regulatory platform plans to launch five major functions including integrated underwriter practice management and investment banking quality evaluation] Cailianshe reported on August 12 that the China Securities Association plans to launch an investment banking business self-regulatory platform, and recently solicited industry opinions on the "Investment Banking Business Self-Regulatory Platform Conventional Data Submission Interface (Draft for Comments)". It is reported that the China Securities Association has integrated the investment banking business self-regulatory platform on the basis of the manuscript supervision system and the quality evaluation system. The platform system cleverly integrates five core functions, including the China Securities Association's investment banking business electronic manuscript catalog management, investment banking business electronic manuscript spot check, investment banking business development management, sponsor representative practice behavior information management and investment banking quality evaluation, forming a one-stop comprehensive management system. This integrated design ensures all-round and efficient supervision and support for investment banking business. Securities companies need to submit relevant information to the investment banking business self-regulatory platform through the Securities Chain. (China Securities Taurus)