news

한어Русский языкEnglishFrançaisIndonesianSanskrit日本語DeutschPortuguêsΕλληνικάespañolItalianoSuomalainenLatina

China Fund News reporter Chen Xi

The latest news on financial anti-corruption!

On August 2, the official website of the Central Commission for Discipline Inspection and the National Supervisory Commission announced:Chen Xiaopeng, former Party Secretary and Director of the Shenzhen Regulatory Bureau of the China Securities Regulatory CommissionHe is suspected of serious violations of discipline and law and is currently undergoing disciplinary review by the Central Commission for Discipline Inspection and the National Supervisory Commission’s Discipline Inspection and Supervision Group of the China Securities Regulatory Commission and supervisory investigation by the Ganzhou Municipal Supervisory Commission of Jiangxi Province.

On the same day, according to the Central Commission for Discipline Inspection and the National Supervisory Commission’s Discipline Inspection and Supervision Group stationed at the China Securities Regulatory Commission and the Zhejiang Provincial Commission for Discipline Inspection and Supervision:Dong Guoqun, member of the Party Committee and deputy general manager of Shanghai Stock Exchange, is suspected of serious violations of discipline and law, is currently undergoing disciplinary review by the Central Commission for Discipline Inspection and the National Supervisory Commission’s Discipline Inspection and Supervision Group stationed in the China Securities Regulatory Commission and an investigation by the Taizhou Municipal Supervisory Commission of Zhejiang Province.

Chen Xiaopeng is under investigation

Served as director of securities regulatory bureaus in many places

Public information shows that Chen Xiaopeng has worked in the CSRC system for many years. He has served as director of the Xiamen Securities Regulatory Bureau, party secretary and director of the Fujian Securities Regulatory Bureau, party secretary and director of the Guangdong Securities Regulatory Bureau, and party secretary and director of the Shenzhen Securities Regulatory Bureau.

In February 2019, Chen Xiaopeng, as the Party Secretary and Director of the Shenzhen Securities Regulatory Bureau, was interviewed by the media and said that he had conducted in-depth understandings of more than 70 science and technology innovation enterprises, and formed a key recommendation list for the Science and Technology Innovation Board. He would take various measures such as priority guidance and acceptance to guide high-quality science and technology innovation enterprises into the capital market. At the same time, Shenzhen's science and technology innovation listed companies also promoted the development of Shenzhen's innovative economy through high-intensity research and development, deep talent binding and vertical connectivity of the science and technology innovation industry chain.

In March of the same year, Chen Xiaopeng introduced the achievements of the Shenzhen Securities Regulatory Bureau in science and technology supervision. Chen Xiaopeng said that the Shenzhen Securities Regulatory Bureau has continuously optimized and upgraded the supervision systems of securities companies, asset management industry, private equity funds and listed companies in terms of data collection, comparison and analysis, function expansion, and application deepening, broadened data sources, increased analysis dimensions, improved the accuracy and timeliness of data collection, further enhanced the system's automatic early warning function and risk quantification level, and strengthened information sharing and supervision cooperation with local governments. Through scientific and technological means, the supervision capabilities are improved in all aspects.

The Shenzhen Securities Regulatory Bureau's 2019 annual regulatory report shows that as of the printing date of the annual report, the bureau's party secretary and director have been changed, and Chen Xiaopeng no longer serves as the Shenzhen Securities Regulatory Bureau's party secretary and director.

Dong Guoqun was investigated

Worked at the Shanghai Stock Exchange for many years

Public information shows that Dong Guoqun was born in May 1965, holds a Master of Business Administration, and is a member of the Communist Party of China. Dong Guoqun has served as deputy director, director, member of the Discipline Inspection Commission, and deputy director of the Market Development and Service Professional Committee of the Shanghai Stock Exchange.

Dong Guoqun started working at the Shanghai Stock Exchange as early as 1996 and was promoted to deputy general manager of the Shanghai Stock Exchange in 2019. In April 2023, the Shanghai Stock Exchange Council established a special committee on investor education and protection, with Dong Guoqun as co-chairman. In addition, Dong Guoqun also serves as a director of China Securities Finance Corporation and a supervisor of China Securities Depository and Clearing Corporation.

In April this year, the mobilization meeting for the inspection of the Party Committee of the Shanghai Stock Exchange by the Eighth Central Inspection Team was held. The Central Inspection Team worked in the Shanghai Stock Exchange for about three months, mainly accepting letters, calls and visits reflecting problems of the leadership team and members of the Shanghai Stock Exchange Party Committee, the main leaders of the next-level party organizations and key positions, with a focus on reports and reflections on violations of political discipline, organizational discipline, integrity discipline, mass discipline, work discipline and life discipline.

Editor: Xiaomo

Review: Xu Wen