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"daily economic news" learned that recently, regulators have issued notices in the industry, requiring industry institutions and market operators to strictly fulfill the relevant work requirements for statutory integrity file inquiry obligations, and strengthen the breach of trust constraints on capital market operators and practitioners.

according to the requirements, when opening securities and futures-related accounts for investors, securities and futures and other operating institutions should inquire about the investor's integrity files, obtain relevant integrity information based on feedback provided by china clearing corporation limited, and strictly control entities involved in transaction prohibitions. implement corresponding transaction restrictions after account opening. in addition, securities firms can check the customer's integrity file when handling applications for customer securities pledged repurchase, agreed-upon repurchase, and margin financing and securities lending business. those who fail to perform statutory inquiry obligations in key regulatory areas such as the punishment of entities related to financial fraud of listed companies and the hiring of certified public accountants will be severely punished in accordance with the law.

when inquiring about integrity information inquiries, applications should be made in accordance with established channels and procedures.

specifically, each market business entity should strictly fulfill its statutory integrity file inquiry obligations when carrying out relevant business activities. when opening securities and futures-related accounts for investors and customers, securities and futures and other operating institutions shall inquire about the integrity files of investors and customers; all listed companies, neeq-listed companies, companies to be listed, securities and futures fund operating institutions, accountants securities and futures service institutions such as firms, law firms, asset appraisal institutions, and investment consulting institutions that intend to appoint directors, supervisors, senior managers, and employees shall inquire about the integrity files of the persons to be appointed; securities business institutions and securities service institutions are entrusted with when providing securities services to issuers, listed companies, companies listed on the national equities exchange and quotations, etc., the integrity files of the clients should be checked; securities business institutions are handling customer securities pledged repurchase, agreed-upon repurchase and margin financing and securities lending business. when applying, you can review the client's integrity file.

in addition, it is worth mentioning that regulatory requirements require that when handling the above-mentioned integrity information inquiry matters, each market operating entity must apply to the relevant china securities regulatory bureau or the relevant department of the china securities regulatory commission in accordance with established channels and procedures. the information disclosure inquiry platform's online inquiry approach replaces the formal process. among them, during the securities and futures account opening process, relevant operating institutions can obtain relevant integrity information based on feedback provided by china clearing corporation limited, and strictly implement corresponding transaction restrictions after account opening for entities involved in transaction prohibitions.

"daily economic news" noted that according to the "securities and futures market integrity supervision and management measures" revised in march 2021, the china securities regulatory commission is responsible for establishing a national unified securities and futures market integrity file database (hereinafter referred to as the integrity file) to record the securities and futures market integrity information. citizens, legal persons or other organizations may apply for inquiries to the china securities regulatory commission and its dispatched offices in accordance with the provisions of these measures.

the market is hot, brokerage accounts are open and live broadcasts are open.

securities account opening before the national day is extremely popular. facing the national day holiday, various securities firms have also stepped up their efforts and worked overtime to provide services to customers.

after the market closed on september 30, the reporter received a wechat message from the investment advisory company, "our services and information will always be with you. if you have family or friends who need to open a securities account, you are welcome to recommend it. the market will be closed, and the service will not be closed. ”

in addition, the official wechat accounts of many securities companies pushed “7 times 24 hours to open an account” wechat messages on september 30 or october 1. for example, huatai securities continuously pushed two messages on the morning of october 1, one introducing the rights of new customers to open an account, and the other introducing the uses of securities accounts.

"the overwhelming wealth" makes securities dealers work sweet and hard overtime, and at the same time, it is also involved offline. before the holiday, the securities sales department of guoyuan securities, zhengzhou mianfang east road, put up a sign, "the stock market has skyrocketed, and there are queues to open accounts. to ensure that you can open an account in time, there will be no holidays during the national day!"

how to interpret the market outlook without idleness when opening an account? brokerage analysts and investment consultants cannot be idle either.

the sinolink securities commission bao app launched the "no closing for 7 days on national day" event. includes the following columns:

articles are never closed: every day at 10:00, 14:00, 16:00, and 20:00, [industry commentary] pushes the latest opinions. the special topic is not closed: every day at 12 o'clock and 22 o'clock, [national day special] analyzes the market situation. live broadcast without closing: 18:00 every day, online live broadcast [hot spot chase]. reports never close: [industry report] will be pushed at 21:00 every day.

however, although investors can open accounts normally throughout the national day holiday, and there will be real-time review by someone in the background, because the account opening information needs to be submitted to the china registration and clearing center, the official account opening time for investors will be calculated from the first working day after the holiday.

on september 28, zhongdeng company issued a notice on work arrangements for national day. among them, the unified account platform and identity information verification system will suspend external services from october 1 to october 6, 2024, and will resume from october 7. the company's official website and online business system, china settlement app system, fund e account app system and ca certificate system will suspend external services from 8:00 on october 1, 2024, and will resume from 8:00 on october 7.

will the a-share market continue the glory of september on october 8? how many new investors are about to jump in? see you after the a-share holiday.

daily economic news