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shanxi securities is experiencing senior management changes.

on september 18, shanxi securities issued two announcements, both related to senior management personnel changes. two senior executives, liu runzhao and li jianglei, resigned from their positions as deputy general manager and executive committee member, respectively. securities china reporters learned that the former will work for a company under shanxi financial holdings, while the latter will continue to work at shanxi securities and continue to serve as vice chairman of its subsidiary, shanxi securities international financial holdings co., ltd.

at the same time, shanxi securities promoted two people to deputy general managers. xie wei, the "laoshan witness", was appointed as the company's deputy general manager. he had previously served as an executive committee member. zhao xue is the "fresh blood". after serving as deputy general manager, he will be the only "post-80s" in the company's senior management team. he comes from the fixed income field.

since the beginning of this year, there have been frequent changes in the senior management team of securities companies. the main reasons are retirement, job transfer within the company or between shareholders, and some senior managers resigned for personal reasons. in addition, some securities companies have hired new senior managers due to strategic layout adjustments.

two executives resigned

according to an announcement released by shanxi securities on september 18, two people from the company submitted written resignation applications due to work adjustments.

specifically, liu runzhao applied to resign from the positions of deputy general manager and member of the executive committee of shanxi securities. after his resignation, liu runzhao will no longer hold any position in the company and its affiliated holding subsidiaries.

china securities journal reporter learned from industry insiders that liu runzhao's next stop will be a subsidiary controlled by shanxi financial investment holding group co., ltd. (hereinafter referred to as "shanxi financial holding"). shanxi financial holding is the largest shareholder of shanxi securities, holding 31.77% of the shares.

according to his past resume, liu runzhao has rich experience in investment banking. he joined shanxi securities in 2000 and served as assistant general manager of the board office, head of branches, general manager of the sme financial business department, general manager of the m&a financing department, and assistant general manager of the company. he has served as deputy general manager of shanxi securities since 2022. he is also the head of two subsidiaries of shanxi securities, namely shanxi securities investment co., ltd. and shanxi securities innovation investment co., ltd.

another senior executive, li jianglei, has applied to resign from the executive committee of shanxi securities due to work adjustments. however, after his resignation, li jianglei will continue to serve as the vice chairman, deputy chief executive officer, chief risk officer and compliance director of the subsidiary shanxi securities international financial holdings co., ltd.

it is reported that from 2008 to 2020, li jianglei worked for shanxi financial leasing co., ltd. for a long time, and served as a member of the party committee, deputy general manager, party secretary, director, general manager, and chairman; later he worked as the head of the financial investment department of shanxi financial holding group. in 2021, li jianglei joined shanxi securities and served as an executive member.

new executive team born in the 1980s

on the same day, shanxi securities made adjustments to its senior management team. the company's board of directors reviewed and approved the "proposal on the appointment of senior management personnel" and appointed two new deputy general managers.

shanxi securities said it has appointed xie wei as the company's deputy general manager. according to his resume, xie wei is an "old shanxi witness." he was born in 1972 and joined shanxi securities in 1993.

xie wei has extensive experience in branch office work. from 2004 to 2021, he served as general manager of shanxi securities' yuncheng securities sales department, general manager of taiyuan yingze street securities sales department, general manager of taiyuan yingze branch, and general manager of institutional business department. he has served as assistant to the general manager of shanxi securities since february 2017, a member of the company's executive committee since december 2020, general manager of the corporate finance department since august 2021, chairman of shanxi securities (shanghai) asset management co., ltd. since may 2023, and a member of the seventh development strategy, reputation and brand maintenance professional committee of the china securities association since august 2024.

shanxi securities also appointed zhao xue as the company's deputy general manager and member of the executive committee. zhao xue was born in 1984 and is the only "post-80s" in the senior management team of shanxi securities. so far, the senior management team of shanxi securities is mainly composed of "post-70s", accounting for about 70%; a few senior executives are "post-60s".

according to his resume, zhao xue is mainly engaged in the field of fixed income. as early as 2008 to 2015, he served as a trader and head of the fixed income department of first capital securities. after joining shanxi securities in 2015, zhao xue served as general manager of the fixed income department and general manager of hainan proprietary branch. he has served as assistant to the general manager of the company since september 2022, and concurrently as vice chairman and ceo of shanxi securities international financial holdings co., ltd. since august 2024.

industry executive changes continue

the securities industry has seen a intensive change of senior executives in the first half of this year, and the "wave of senior executive changes" is still continuing in the second half of this year. according to incomplete statistics from reporters, nearly 10 securities companies have experienced senior executive personnel changes in less than three months since the second half of the year. some senior executives resigned due to retirement age, while others changed due to internal work adjustments or personal reasons.

on september 13, citic securities issued an announcement that the company's executive committee member ma yao resigned from the executive committee and other positions in the company due to work adjustments. according to a reporter from securities china, ma yao will go to citic group to work. in the previous month, citic securities announced that zhang guoming resigned from the company's compliance director and chief risk officer due to retirement age. after that, citic securities appointed zhong fei as compliance director and yang haicheng as chief risk officer. the two have served in citic securities for 24 years and 18 years respectively, and are both "veterans".

on august 30, southwest securities issued an announcement that wu jian proposed to resign from the company's chairman, chairman of the strategy and esg committee, and director due to retirement age, and will no longer hold any position in the company after his resignation. the board of directors appointed zhang xu as deputy general manager on the same day. he was deputy director of the institutional department, deputy director of the office, deputy director of the listing department of the chongqing securities regulatory bureau, researcher of the financial market department of the chongqing financial work office, president of chongqing financial assets exchange co., ltd., chairman and president of chongqing share transfer center co., ltd., and chairman of chongqing equity service group co., ltd.

on the same day, boc securities announced that it had appointed wang wei as the company's senior account manager and executive committee member. it is reported that wang wei joined the company in december 2017 and served as general manager of the wealth management department, general manager of the online finance department, and deputy general manager of the retail brokerage sector. she is currently the deputy general manager of the retail brokerage sector, general manager of the second research department, and general manager of the beijing branch. she previously worked for the bank of china for a long time and has rich experience in outlets.

on august 29, the board of directors of guojin securities appointed liao weiping as the company's vice president. he is also the general manager of guojin securities shanghai underwriting and sponsoring branch. according to his resume, liao weiping has worked at jiangxi hongdu steel plant, guangdong hengxin delu accounting firm, and industrial securities investment banking headquarters.

on august 12, xiong kai of china merchants securities applied to resign from his position as the company's vice president for personal reasons. on july 31, haitong securities announced that the board of directors received a resignation report from jiang chengjun, who applied to resign from his position as the company's deputy general manager for personal reasons. less than a month later, he was arrested overseas and repatriated.

on july 10, dongxing securities announced that it had appointed niu nanjie as the company's deputy general manager. niu nanjie has worked in the field of "big asset management" for a long time. he has served as a senior clerk in the office of the bank of china head office, a senior researcher at shanghai xingye fund, and several senior executives at china orient asset management company. he is currently a director of dongxing securities, chairman of dongxing fund, and formerly chairman of dongxing futures.