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China News Service, August 19. According to the Shenzhen Securities Regulatory Bureau website on the 19th, the Shenzhen Securities Regulatory Bureau issued a warning letter to Shenzhen Saijin Investment Management Co., Ltd. (hereinafter referred to as "Saijin Investment").

Source: Shenzhen Securities Regulatory Bureau website

The Shenzhen Securities Regulatory Bureau stated that upon investigation, it was found that Saijin Investment had engaged in private equity fund business activities.There are cases where some private equity fund products have not gone through the registration procedures with the Asset Management Association of China after the fundraising is completed, raised funds from non-qualified investors, and did not conduct questionnaire surveys to assess the risk identification and risk-bearing capabilities of individual investors., which violated the relevant provisions of Article 8, paragraph 1, Article 11, paragraph 1, Article 12, paragraph 1, Article 14, and Article 16, paragraph 1 of the Interim Measures for the Supervision and Administration of Private Investment Funds (CSRC Order No. 105, hereinafter referred to as the "Private Investment Management Measures"). In accordance with the relevant provisions, the Shenzhen Securities Regulatory Bureau decided to take administrative supervision measures against Saijin Investment by issuing a warning letter.

also,Liu Bingyun has served as the legal representative and general manager of Saijin Investment since January 9, 2015., is responsible for the above-mentioned violations of Saijin Investment. According to relevant regulations,The Shenzhen Securities Regulatory Bureau decided to take administrative supervision measures against it by issuing a warning letter。

Tianyancha APP shows that Saijin Investment was established in January 2015 with a registered capital of RMB 12.5 million. Its business scope covers investment management, entrusted asset management, and entrusted management of equity investment funds. (China News Service APP)