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Internship case: CITIC Securities issues another important statement

2024-07-27

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[Involving interns, CITIC Securities issues another important statement] Cailianshe reported on July 27 that CITIC Securities issued a statement saying that recently, a college student named Wang shot a video during his study at CITIC Securities, which aroused social concern. The company attached great importance to it and immediately set up a working group to conduct an investigation.

It has been verified that the student is a freshman at Huazhong University of Science and Technology, his father is a non-public official and has never worked in a financial regulatory department.

After investigation, it was found that the student was introduced into the company's research department by the head of a certain investment banking team in violation of regulations. The company has dismissed the head and will hold the head of the investment banking department accountable. Regarding the company's customer information involved in the video, the company will do its best to reduce the impact on customers and effectively protect the rights and interests of customers.

Information such as employee work notes is a routine due diligence record. After investigation, it was found that there was no assistance in financial fraud. The company will accept supervision and inspection by regulatory authorities at any time to ensure that business operations are in compliance with the law.

The company will make a deep summary, seriously reflect on and make solid rectifications on the problems and omissions in internal management, and draw inferences from them to further improve the company's management system, internal control and personnel management. (Reporter Gao Yanyun of Cailianshe)